Circular landing: 20260120-2-EN

Circular Email: HKMA E-mail Alert of 22 January 2026 (05:00 p.m. HKT)

Document Information

Title: Circular landing: 20260120-2-EN

Type: Circular

URL: https://brdr.hkma.gov.hk/eng/doc-ldg/current/20260120-2-EN

Email Received: 2026-01-22 17:00

Summary Created: 2026-01-29 10:50

English Summary (14996 chars)
Detailed Summary
Summary of HKMA Circular: Guideline on Elderly-Friendly Banking Services

This document summarizes a circular issued by the Hong Kong Monetary Authority (HKMA) on 21 January 2026, drawing the attention of all Authorized Institutions (AIs) to the Guideline on Elderly-Friendly Banking Services developed and issued by the Hong Kong Association of Banks (HKAB). This initiative represents a collaborative effort between the HKMA and HKAB, involving various stakeholders, to enhance financial inclusion and strengthen support for elderly banking customers in Hong Kong.

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Document Overview

This HKMA circular serves as a directive to all Authorized Institutions (AIs) to acknowledge and adopt the newly issued Guideline on Elderly-Friendly Banking Services by the Hong Kong Association of Banks (HKAB). The primary purpose of this circular is to formally communicate the HKMA's expectation that AIs providing retail banking services will adhere to the recommended practices outlined in the HKAB Guideline. The overarching objective is to promote the adoption of elderly-friendly practices across the banking industry, thereby enhancing customer experience, promoting digital inclusion for the elderly, and strengthening their financial literacy. This initiative aligns with the HKMA's ongoing commitment to financial inclusion.

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Main Content

The core of this communication lies in the Guideline on Elderly-Friendly Banking Services itself, which aims to address the specific banking needs and characteristics of elderly individuals. The Guideline is structured around principles and good practices designed to promote a more inclusive and supportive banking environment for this demographic.

The Guideline encompasses a comprehensive range of measures, focusing on several key areas:

  • Digital Enablement: Promoting digital inclusion for the elderly by ensuring they can effectively use digital banking channels. This involves designing user-friendly interfaces, providing accessible digital tools, and offering support and training for digital adoption.
  • Accessibility: Ensuring physical and digital banking channels are accessible to elderly customers. This includes considerations for physical branch design, website accessibility, and availability of assistive technologies.
  • Physical Banking Facilities: Enhancing the physical environment of bank branches to be more comfortable and user-friendly for the elderly. This may involve seating arrangements, clear signage, and overall branch layout.
  • Information Transparency: Presenting information about banking products, services, fees, and terms in a clear, concise, and easily understandable manner. This is crucial for elderly customers to make informed decisions.
  • Consumer Education: Providing targeted financial education and literacy programs to empower elderly customers with the knowledge and skills to manage their finances safely and effectively, particularly in the face of evolving financial products and digital trends.
  • Staff Training: Equipping frontline staff with the necessary skills, knowledge, and sensitivity to serve elderly customers effectively. This includes training on communication techniques, understanding common challenges faced by the elderly, and recognizing potential vulnerabilities.
  • Customer Communication and Protection: Implementing communication strategies that are considerate of the elderly's needs and ensuring robust measures are in place to protect them from fraud, scams, and undue pressure.
  • Elderly-Friendly Design: Integrating elderly-friendly design principles into the development and delivery of all banking services, products, and communication materials.

The HKMA explicitly states its expectation that all banks offering retail banking services, including digital banks, will observe the recommended practices within the HKAB Guideline. Other Authorized Institutions (AIs) are also encouraged to adopt these practices where relevant to improve services for customers in need. AIs are mandated to provide their frontline staff with appropriate guidance and adequate training to ensure they can effectively communicate services and arrangements, and provide suitable support to meet customer needs.

The HKMA intends to monitor the implementation of this Guideline and will continue to collaborate with the banking industry to foster inclusive banking services in Hong Kong.

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Key Changes

The issuance of the HKAB's "Guideline on Elderly-Friendly Banking Services" represents a significant advancement in the banking industry's approach to serving its elderly customers. While the circular itself doesn't introduce new *HKMA regulations*, it formally endorses and mandates the adoption of the principles and practices outlined in the HKAB Guideline. The key changes and new requirements stem directly from the adoption of this Guideline:

  • Formal Endorsement and Expectation of Adoption: The HKMA, through this circular, formally expects all AIs providing retail banking services to observe the practices laid out in the HKAB Guideline. This elevates the Guideline from a voluntary industry recommendation to a practically mandated standard for retail banking providers.
  • Broader Scope of "Elderly-Friendly" Practices: The Guideline significantly expands the scope of considerations for serving the elderly, moving beyond basic accessibility to encompass:
  • Digital Inclusion: Active promotion and support for elderly individuals to engage with digital banking.
  • Enhanced Consumer Education: Targeted financial literacy programs for the elderly.
  • Proactive Customer Protection: Specific measures to safeguard elderly customers from fraud and exploitation.
  • Elderly-Friendly Design Principles: Integrating these principles into service and product development.
  • Emphasis on Staff Training: A renewed and intensified focus on comprehensive training for frontline staff to equip them with the skills and empathy needed to serve the elderly effectively.
  • Reinforcement of Financial Inclusion Efforts: This Guideline is presented as a continuation and strengthening of the HKMA's ongoing commitment to financial inclusion, building upon previous industry guidelines for specific vulnerable groups.
  • Second Edition of a Related Guideline: The circular mentions that the "Practical Guideline on Barrier-free Banking Services" has been updated to its second edition in January 2026, coinciding with the release of the Elderly-Friendly Banking Services Guideline. This suggests a coordinated effort to enhance accessibility and inclusivity.

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Important Dates
  • 21 January 2026: Date of issuance of the HKMA Circular.
  • January 2026: Mentioned as the date for the second edition of the "Practical Guideline on Barrier-free Banking Services."
  • Implicit Effective Date: While no explicit "effective date" for the HKMA's expectation of compliance is provided in the circular, the wording "The HKMA expects all banks... to observe the recommended practices" implies that AIs should begin implementing these practices immediately or as soon as reasonably practicable following the issuance of the circular. The HKMA will also be monitoring implementation, suggesting an ongoing process.
  • No specific transition periods or deadlines for full implementation are detailed in this circular. However, given the nature of industry-wide guidelines, a reasonable period for assessment, planning, and phased implementation is generally implied.

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Impact Scope

The primary impact of this circular and the associated HKAB Guideline is on:

  • Applicable Parties:
  • All Authorized Institutions (AIs) providing retail banking services: This explicitly includes traditional banks and digital banks.
  • Other Authorized Institutions (AIs): These are also encouraged to adopt the practices as appropriate, suggesting a broader but less mandatory application for non-retail focused AIs.
  • The Hong Kong Association of Banks (HKAB): As the issuer of the Guideline, they are central to its development and ongoing promotion.
  • Frontline Staff: They are directly impacted by the new training and communication requirements.
  • Elderly Customers of Banks: The ultimate beneficiaries, expected to experience improved banking services and greater financial inclusion.
  • The Hong Kong Monetary Authority (HKMA): Responsible for monitoring implementation and continuing to promote inclusive banking.
  • Degree of Impact:
  • High Impact for Retail Banking Providers: For banks offering retail banking services, the impact is significant. They are expected to actively review and revise their service delivery, digital platforms, staff training programs, and customer communication strategies to align with the Guideline's recommendations. This will likely involve resource allocation for training, system enhancements, and potentially physical branch modifications.
  • Moderate to Low Impact for Other AIs: For AIs not primarily focused on retail banking, the impact is more discretionary, based on the relevance of the Guideline's principles to their specific customer base and services.
  • Positive Impact for Elderly Customers: The intended impact is a substantial improvement in the accessibility, usability, and safety of banking services for the elderly.

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Compliance Requirements

The circular outlines the following compliance expectations and guidance:

  • Mandatory Observation for Retail Banks: AIs providing retail banking services are expected to observe the recommended practices set out in the HKAB Guideline. This means that deviating from the spirit or letter of the Guideline without justifiable reasons would be a matter of concern for the HKMA.
  • Encouraged Adoption for Other AIs: Other AIs are encouraged to adopt the practices where appropriate, indicating a less stringent but still valued implementation.
  • Guidance and Training for Frontline Staff: AIs must provide proper guidance and adequate training to their frontline staff. This training should ensure staff:
  • Fully understand the services and arrangements available.
  • Can effectively communicate these services and arrangements to elderly customers.
  • Can provide appropriate services to address the specific needs of elderly customers.
  • Monitoring by HKMA: The HKMA will monitor the implementation of the Guideline. This suggests that AIs may be subject to review, inquiry, or reporting related to their adherence to the Guideline.
  • Continuous Improvement: The HKMA "will continue to work with the banking industry to promote inclusive banking services," implying an ongoing dialogue and potential for future refinements or further initiatives.
  • No Specific Reporting Requirements Specified in this Circular: This particular circular does not detail specific reporting formats or frequencies related to the implementation of the HKAB Guideline. However, the monitoring aspect implies that AIs should be prepared to demonstrate their compliance if requested.

Implementation Guidance:
While the circular doesn't provide detailed step-by-step implementation plans, it implies that AIs should undertake the following:

  1. Familiarize with the HKAB Guideline: Obtain and thoroughly review the "Guideline on Elderly-Friendly Banking Services."
  2. Conduct Gap Analysis: Assess current practices against the Guideline's recommendations.
  3. Develop Implementation Plan: Create a plan to address identified gaps, prioritizing areas of highest impact.
  4. Invest in Staff Training: Design and deliver comprehensive training programs for frontline staff.
  5. Review and Enhance Service Delivery: Make necessary adjustments to digital platforms, branch operations, and customer communication.
  6. Embed Elderly-Friendly Design: Integrate these principles into new product development and service design processes.

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Technical Details

This circular, while largely policy-focused, references several key concepts and terms relevant to banking practices and financial inclusion:

  • Authorized Institutions (AIs): Institutions licensed by the HKMA to carry out banking and/or deposit-taking business in Hong Kong. This includes commercial banks, digital banks, and other regulated financial entities.
  • Retail Banking Services: Banking services offered to individual customers, as opposed to wholesale or corporate banking.
  • Digital Banks: Banks that operate primarily or exclusively through digital channels, without physical branches.
  • Financial Inclusion: The concept of ensuring that individuals and businesses have access to useful and affordable financial products and services that meet their needs – transactions, payments, savings, credit, and insurance – delivered in a responsible and sustainable way.
  • Elderly-Friendly Banking Services: Banking services that are specifically designed and delivered to cater to the needs, preferences, and potential limitations of elderly individuals, promoting their ease of use, understanding, and safety.
  • Digital Inclusion: Ensuring that all individuals, regardless of age or ability, have the access, skills, and confidence to participate in the digital economy and utilize digital services.
  • HKAB Guideline: "Guideline on Elderly-Friendly Banking Services" issued by the Hong Kong Association of Banks.
  • Previous Industry Guidelines (referenced):
  • "Practical Guideline on Barrier-free Banking Services" (March 2018, second edition in January 2026)
  • "Guideline on Banking Services for Persons with Intellectual Disabilities" (December 2020)
  • "Guideline on Banking Services for Persons with Dementia" (December 2021)
  • Metrics/Standards: While specific quantitative metrics or ratios are not detailed in this circular, the Guideline itself is expected to contain qualitative and potentially quantitative benchmarks for accessibility, usability, and customer satisfaction related to elderly customers. The HKMA's monitoring will likely involve assessing the extent to which AIs have met these qualitative and quantitative expectations within the HKAB Guideline.
  • Communication Channel: The circular provides an email address for inquiries: financial_inclusion@hkma.iclnet.hk.

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Attachments/Appendices:
This circular does not mention or attach the "Guideline on Elderly-Friendly Banking Services" itself. It serves solely as a notification and endorsement of the HKAB's issuance of that Guideline. Therefore, there are no attachments or appendices within this specific HKMA circular to summarize. AIs would need to obtain the actual HKAB Guideline separately.

中文摘要 (3957 chars)
詳細摘要

好的,以下是針對您提供的HKMA(香港金融管理局)Circular文件所撰寫的詳細且全面的中文摘要,採用繁體中文,並包含所有要求的部分:

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香港金融管理局通函摘要

文件編號: B1/15C, G14/72C
發出日期: 2026年1月21日
收件對象: 所有認可機構 (All Authorized Institutions, AIs)

1. 文件概述

本通函由香港金融管理局(HKMA)發出,旨在提請所有認可機構(AIs)注意由香港銀行公會(HKAB)於今日發布的《樂齡銀行服務指引》(Guideline on Elderly-friendly Banking Services,下稱「《指引》」)。此通函的發布,標誌著HKMA與HKAB緊密合作,聯合各持份者,旨在推動全銀行業採納對長者友善的銀行服務實踐。此舉是HKMA持續提升銀行服務、促進金融普惠(Financial Inclusion)並加強對長者客戶支持的ongoing efforts(持續努力)的一部分。

2. 主要內容

《指引》的核心目標是透過訂立適用於全行業的原則及良好實踐,提升客戶體驗、促進數碼共融(Digital Inclusion)及加強財務知識(Financial Literacy)。《指引》在擬訂過程中,充分考慮了長者客戶的銀行服務需求及特點。其涵蓋範圍廣泛,包括但不限於:

  • 長者客戶的銀行服務提供: 制定措施,以確保長者客戶能夠順利、便利地獲取銀行服務。
  • 數碼賦能(Digital Enablement): 鼓勵並指導長者客戶掌握及使用數碼銀行服務,以適應數碼化趨勢。
  • 無障礙(Accessibility): 確保銀行設施、服務及資訊的易用性,減少長者在使用服務時遇到的障礙。
  • 實體銀行設施(Physical Banking Facilities): 考量實體分行的設計和佈局,使其更適合長者。
  • 資訊透明度(Information Transparency): 以清晰易懂的方式向長者客戶提供產品和服務資訊。
  • 消費者教育(Consumer Education): 提供適切的財務及銀行服務相關教育,提升長者客戶的風險意識和權益保護。
  • 員工培訓(Staff Training): 確保前線員工具備所需知識和技能,能為長者客戶提供專業、耐心的服務。
  • 客戶溝通及保護(Customer Communication and Protection): 採用友善、易於理解的溝通方式,並加強對長者客戶的權益保護。
  • 長者友善設計(Elderly-friendly Design): 將長者需求融入銀行產品、服務及渠道的設計過程中。

《指引》是在過去多年發布的多項與金融普惠相關的行業指引基礎上發展而來,例如:

  • 《無障礙銀行服務實務指引》(Practical Guideline on Barrier-free Banking Services),於2018年3月首次發布,並於2026年1月推出第二版。
  • 《智障人士銀行服務指引》(Guideline on Banking Services for Persons with Intellectual Disabilities),於2020年12月發布。
  • 《認知障礙症長者銀行服務指引》(Guideline on Banking Services for Persons with Dementia),於2021年12月發布。

3. 關鍵變化

本通函及《指引》的重點是推動銀行業在現有基礎上,進一步提升對長者客戶的服務水平。關鍵變化與新增要求主要體現在以下幾個方面:

  • 提升對長者客戶的關注度: 《指引》明確要求銀行業界需更深入地理解和回應長者客戶的特定需求,這包括但不限於對複雜金融產品的理解能力、對數碼服務的適應性、對訊息的接收方式等。
  • 強調數碼共融(Digital Inclusion): 雖然數碼銀行服務日益普及,但《指引》要求銀行不能忽視長者客戶在數碼使用上的潛在困難。因此,銀行需要提供更具支持性的數碼化轉型方案,例如提供額外的數碼輔助、簡化的操作介面、以及面對面的數碼技能培訓等。
  • 加強員工培訓的深度和廣度: 要求為前線員工提供更全面的培訓,使其不僅能解答客戶的一般查詢,更能識別長者客戶可能遇到的特殊情況(如認知障礙、聽力或視力受損等),並能以更具同理心和耐心的態度提供服務。培訓內容應涵蓋如何清晰解釋複雜的金融術語、如何協助客戶辦理業務、以及如何識別潛在的詐騙風險並提供適當的保護。
  • 優化資訊傳達方式: 要求銀行在提供資訊時,需考慮長者客戶的閱讀習慣和認知能力,例如使用較大的字體、更清晰的排版、更簡潔的語言,並考慮提供語音或影音等多元化傳達方式。
  • 檢討和更新現有政策: 《指引》的發布,對銀行業而言,意味著需要檢討現有的銀行服務政策和流程,以確保它們符合《指引》的要求。這可能涉及對產品設計、服務流程、客戶溝通策略、甚至分行設施的調整。
  • 明確HKMA的監管期望: HKMA期望所有提供零售銀行服務的銀行(包括數碼銀行)都能遵守《指引》中的建議實踐。其他認可機構(AIs)也被鼓勵根據自身情況,適當採納這些實踐,以提升其對有需要客戶的服務。

4. 重要日期

  • 《指引》發布日期: 2026年1月21日(即通函發出當日)
  • 第二版《無障礙銀行服務實務指引》發布日期: 2026年1月(已於此通函發布前發布)
  • 生效日期/過渡期: 本通函並未明確列出生效日期或明確的截止日期,但通常在HKMA發布類似通函後,認可機構需要緊密跟進,並預期其將逐步落實《指引》中的要求。HKMA將監管其執行情況。

5. 影響範圍

  • 適用對象:
  • 所有提供零售銀行服務的銀行(包括數碼銀行): 必須遵守《指引》中建議的實踐。
  • 其他認可機構(Authorized Institutions, AIs): 被鼓勵根據其業務性質和服務範圍,適當採納《指引》中的實踐,以提升對有需要客戶的服務。
  • 受影響機構: 香港的絕大多數認可機構,尤其是那些提供對公眾開放的零售銀行服務的機構。
  • 影響程度: 影響程度將取決於各機構現有的服務水平和實踐。部分機構可能需要進行較大的系統、流程和人員培訓調整,而另一些機構則可能只需要進行輕微的優化。整體而言,此舉將促使整個銀行業在服務長者客戶方面朝著更高標準邁進。

6. 合規要求

  • 遵守建議實踐: HKMA期望所有提供零售銀行服務的銀行(包括數碼銀行)遵守《指引》中列出的建議實踐。
  • 提供適切指導及培訓: 認可機構應為其前線員工提供適當的指導和足夠的培訓。這些培訓旨在確保員工能夠:
  • 充分理解相關服務和安排。
  • 有效地向客戶傳達信息。
  • 提供適切的服務以滿足客戶需求。
  • 監管與持續改進: HKMA將監管《指引》的實施情況,並將繼續與銀行業界合作,以促進香港的包容性銀行服務(Inclusive Banking Services)。
  • 報告要求: 本通函並未具體列出需提交的報告。然而,HKMA在日常監管過程中,將會評估認可機構對《指引》的落實情況,並可能要求機構在定期報告或視察中展示其進展。

7. 技術細節

本通函主要聚焦於政策和服務實踐的指導,未深入涉及具體技術標準或指標。然而,文件中提及的關鍵技術和概念包括:

  • 數碼共融(Digital Inclusion): 指確保所有年齡、能力和背景的人士,特別是長者,都能夠無障礙地使用和受益於數碼科技和數碼化銀行服務。這涵蓋了用戶介面設計(UI Design)、用戶體驗(UX Design)、數碼技能培訓、以及線上線下渠道的整合。
  • 無障礙(Accessibility): 在銀行服務領域,無障礙是指確保銀行產品、服務、資訊和設施能夠被所有客戶(包括殘疾人士和長者)無障礙地使用。這可能涉及對網站和流動應用程式的可訪問性標準(例如WCAG, Web Content Accessibility Guidelines)的考量,以及實體場地的坡道、導盲磚、無障礙洗手間等。
  • 資訊透明度(Information Transparency): 在金融服務中,這意味著以清晰、準確、易於理解的方式披露所有相關信息,包括產品條款、費用、風險、利率等,尤其要考慮到長者客戶的理解能力。
  • 長者友善設計(Elderly-friendly Design): 這是一個跨領域的設計理念,將長者的生理、心理和社會需求融入產品、服務、設施、資訊和溝通的設計過程中,以提升他們的使用便利性和滿意度。

附件/表格/附錄總結:

本通函本身並未直接包含附件、表格或附錄。其主要內容是引述並提請注意由香港銀行公會(HKAB)發布的《樂齡銀行服務指引》。若要了解更詳細的實踐內容、具體操作指引或相關案例,則需要參考HKAB發布的《指引》原文。

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