Complaints Watch Issue No. 27 (2026-02-11)

Circulars Email: HKMA E-mail Alert of 12 February 2026 (05:00 p.m. HKT)

Document Information

Title: Complaints Watch Issue No. 27 (2026-02-11)

Type: Circulars

URL: https://brdr.hkma.gov.hk/eng/doc-ldg/current/20251230-7-EN

Email Received: 2026-02-12 19:49

Summary Created: 2026-02-12 13:00

English Summary (10870 chars)
Detailed Summary
Summary of HKMA Circular: Complaints Watch (27th Issue) - February 2026

This document summarizes the key information and implications of the 27th issue of the Hong Kong Monetary Authority's (HKMA) "Complaints Watch" circular, dated 11 February 2026. This circular serves as a communication tool to inform Authorized Institutions (AIs) about banking complaint trends and to promote service improvements.

---

1. Document Overview
  • Nature of Document: This is a semi-annual publication by the HKMA, titled "Complaints Watch," specifically the 27th issue.
  • Purpose: The primary purpose of this circular is to share insights with the banking industry regarding banking complaints received by the HKMA. It aims to:
  • Provide an overview of the latest complaint trends and emerging topical issues.
  • Showcase good practices that AIs can adopt to enhance their customer service.
  • Inform AIs about areas requiring attention and potential improvements.

---

2. Main Content

The 27th issue of Complaints Watch focuses on the analysis of banking complaints received by the HKMA in the preceding year, 2025, and provides guidance and recommendations for AIs.

  • Overall Complaint Volume and Trend:
  • In 2025, the HKMA received a total of 4,005 banking complaints.
  • This represents a significant 16% year-on-year increase compared to the previous year.
  • Primary Driver of Complaint Increase:
  • The substantial rise in complaints was primarily driven by a 38% increase in complaints related to the operation of banking accounts.
  • HKMA's Directive to AIs:
  • The HKMA has explicitly reminded AIs of the need to strengthen their communication with customers.
  • The objective of this enhanced communication is to minimise inconvenience experienced by customers.
  • Sharing of Good Practices:
  • The latest issue of Complaints Watch highlights and shares good practices relating to the upgrade of banking services. These practices are intended to serve as examples for AIs to emulate.
  • Feature Article Focus:
  • A significant portion of this issue is dedicated to a feature article.
  • This article specifically underscores the importance of clearly displaying available account balance to customers. This suggests that issues related to the clarity and accessibility of account balance information are a notable concern.

---

3. Key Changes

While this circular is a report and guidance document rather than a policy-setting one with direct new regulations, it signifies an increased focus and attention from the HKMA on specific areas based on complaint data. The "key changes" are more in terms of the HKMA's heightened emphasis and the introduction of specific discussion points and recommendations.

  • Increased Scrutiny on Account Operation Complaints: The significant rise in complaints related to account operations indicates a heightened focus by the HKMA on this area. AIs should expect increased scrutiny and potential follow-up if such complaints persist.
  • Emphasis on Proactive Customer Communication: The HKMA's explicit reminder to strengthen communication signals a shift towards expecting more proactive engagement from AIs to manage customer expectations and resolve issues before they escalate into formal complaints.
  • Highlighting the Importance of Account Balance Transparency: The dedicated feature article on displaying available account balance signifies this as a key area for improvement. This suggests a review of current practices by AIs and potential for future guidance or expectations around this specific disclosure.
  • Introduction of New Best Practices: The circular shares "good practices relating to upgrade of banking service," which, while not mandatory policy changes, represent updated recommendations and industry benchmarks for service enhancement.

---

4. Important Dates
  • Publication Date: The circular, containing the 27th issue of Complaints Watch, was published on 11 February 2026.
  • Data Period: The complaint data analyzed in this circular pertains to the year 2025.
  • Effective Date of Recommendations: The "good practices" and recommendations are effective immediately upon receipt of the circular. AIs are encouraged to review and adopt these practices promptly.
  • No Specific Deadlines or Transition Periods: This circular is an informative and advisory document. It does not introduce new regulatory deadlines or transition periods for compliance with specific new rules. However, the HKMA's expectation for improvement in the identified areas is immediate.

---

5. Impact Scope
  • Applicable Parties: The circular is addressed to All Authorized Institutions (AIs) operating in Hong Kong.
  • Affected Institutions: All banks and other financial institutions licensed by the HKMA are directly affected.
  • Degree of Impact:
  • High Impact (for AIs with high complaint volumes in account operations): Institutions that have experienced a high number of complaints related to banking account operations will need to conduct a thorough review of their internal processes, customer service protocols, and communication strategies.
  • Moderate Impact (for all AIs): All AIs are expected to review the shared good practices and the specific guidance on account balance display. They should assess their current practices against these recommendations and consider implementing improvements to align with HKMA's expectations.
  • Information and Awareness: The circular serves as an important alert for all AIs to stay informed about emerging trends and the HKMA's supervisory priorities.

---

6. Compliance Requirements

While this circular does not impose new statutory compliance requirements, it outlines strong expectations for AIs to review and enhance their operations based on the insights provided.

  • Review and Analysis:
  • AIs are expected to review the content of the 27th issue of Complaints Watch, paying close attention to the trends, emerging issues, and good practices highlighted.
  • Specifically, AIs should analyze their own complaint data from 2025 and compare it against the overall trends reported by the HKMA, particularly concerning account operations.
  • Enhancement of Customer Communication:
  • AIs must strengthen their communication channels and strategies with customers. This includes ensuring clarity, timeliness, and accessibility of information related to banking services and account management.
  • Proactive communication regarding service upgrades, potential changes, and issue resolution is expected.
  • Implementation of Good Practices:
  • AIs should evaluate and adopt the good practices relating to the upgrade of banking services shared in the Complaints Watch. This may involve process improvements, staff training, or technology enhancements.
  • Addressing Account Balance Display:
  • AIs must give special attention to the feature article's emphasis on clearly displaying available account balance. This may necessitate a review of online banking interfaces, mobile app functionalities, ATM displays, and any other customer-facing touchpoints where account balances are shown.
  • Ensuring that the displayed balance accurately reflects the customer's true available funds and is easily understandable is crucial.
  • Reporting Requirements:
  • This circular does not mandate specific new reporting to the HKMA. However, as part of their ongoing supervisory engagement, AIs may be asked to demonstrate their actions and improvements in response to the issues raised in Complaints Watch during future interactions or thematic reviews by the HKMA.
  • Internal Action Plans:
  • AIs are encouraged to develop internal action plans to address the identified areas for improvement. These plans should outline specific steps, responsibilities, and timelines for implementation.
  • Contact for Queries:
  • For any questions regarding the Complaints Watch, AIs are directed to contact the HKMA at bankcomplaints@hkma.gov.hk.

---

7. Technical Details

This section retains important technical terms, definitions, and metrics as presented in the circular.

  • HKMA: Hong Kong Monetary Authority. The central banking authority responsible for maintaining monetary and banking stability in Hong Kong.
  • Authorized Institutions (AIs): Entities licensed or authorized by the HKMA to conduct banking or deposit-taking business in Hong Kong. This includes banks, deposit-taking companies, and other regulated financial entities.
  • Complaints Watch: A semi-annual publication by the HKMA that analyzes banking complaints received. It serves as a feedback mechanism to the industry.
  • Complaint Volume (2025): 4,005 banking complaints.
  • Year-on-Year Increase: 16% increase in total complaints from 2024 to 2025.
  • Complaint Category: "Operation of banking accounts" refers to complaints related to the day-to-day management, functioning, and accessibility of customer bank accounts. This can encompass a wide range of issues, such as transaction errors, account closures, difficulty in accessing funds, unauthorized transactions, and issues with account statements.
  • Increase in Account Operation Complaints: 38% increase.
  • Good Practices: Demonstrated examples of effective and efficient service delivery that AIs can adopt to enhance customer experience and operational efficiency. These are typically derived from the HKMA's observations of industry performance and customer feedback.
  • Available Account Balance: Refers to the amount of funds that a customer can readily access from their account. This is distinct from the total balance which might include uncleared funds or other restrictions. The clarity of displaying this figure is a key focus.
  • Contact Email: bankcomplaints@hkma.gov.hk for inquiries related to Complaints Watch.

---

Conclusion:

The 27th issue of Complaints Watch highlights a concerning increase in banking complaints in 2025, primarily driven by issues with account operations. The HKMA is urging AIs to proactively enhance customer communication and to pay particular attention to the clear display of available account balances. While not introducing new regulations, the circular serves as a strong advisory, signaling the HKMA's continued focus on customer protection and service quality in the banking sector. AIs are expected to review their practices and implement necessary improvements to address the identified concerns and align with best practices.

中文摘要 (2808 chars)
詳細摘要

以下是根据您提供的HKMA通函(Circular)内容生成的中文摘要:

香港金融管理局 (HKMA) 通函摘要:投诉观察 (Complaints Watch)

文件概述

本通函由香港金融管理局(HKMA)于2026年2月11日发出,收件人为所有认可机构(Authorized Institutions, AIs)的行政总裁(Chief Executive)。该通函旨在向业界分享HKMA收到的银行投诉相关见解,其性质为一份半年度出版物。本期通函(第27期)旨在提供最新投诉趋势、新兴热点问题概览,并展示认可机构可采纳以改进服务的良好实践。

主要内容

本期《投诉观察》的核心内容聚焦于2025年收到的银行投诉情况分析,并针对性地提出了改进建议和实践分享。

  1. 2025年投诉数据分析
  • HKMA于2025年共收到4,005宗银行投诉。
  • 与2024年相比,投诉总数录得16%的同比(year-on-year)增长。
  • 促成此增长的主要原因是与银行账户运作(operation of banking accounts)相关的投诉大幅增加了38%。
  1. HKMA的提醒与建议
  • HKMA已提醒认可机构(AIs)必须加强与客户的沟通,以最大程度地减少不便。
  • 本期《投诉观察》分享了一些与升级银行服务(upgrade of banking service)相关的良好实践,旨在帮助AIs提升客户体验。
  1. 专题文章
  • 本期特刊(feature article)重点强调了清晰展示可用账户余额(clearly displaying available account balance)的重要性。这一方面是基于收到的相关投诉,另一方面也可能与提升客户透明度和账户管理便利性有关。

关键变化

虽然本通函本身并非引入新政策或新监管要求的正式通函,但它反映了HKMA对当前银行服务中出现问题的关注,并间接引导行业向特定方向改进。

  • 投诉数量的显著增长 2025年银行投诉总数和特别是银行账户运作相关投诉的大幅增加(16%和38%),是本期报告中最重要的变化数据,预示着此领域可能存在普遍性的客户服务或系统问题。
  • 强化客户沟通的要求 HKMA直接提醒AIs加强客户沟通,这可被视为一种软性的监管指引,强调了沟通在解决客户疑虑和预防投诉方面的关键作用。
  • 强调账户余额显示透明度 专题文章的设置表明HKMA对账户余额显示的清晰度和准确性给予了高度重视,并鼓励AIs在此方面做得更好。

重要日期

  • 通函发出日期 2026年2月11日。
  • 数据统计周期 2025年全年(用于分析投诉数据)。
  • 《投诉观察》发布周期 半年度(semi-annual publication),本期为第27期。

影响范围

  • 适用对象 所有香港金融管理局(HKMA)监管下的认可机构(Authorized Institutions, AIs)。这包括银行、存款公司等持有相关牌照的金融机构。
  • 受影响机构 所有正在营运并处理客户银行账户的认可机构。
  • 影响程度
  • 直接影响 各AIs需要关注2025年的投诉数据,特别是账户运作相关的投诉,并审视自身的客户沟通策略和服务流程。
  • 间接影响 通过了解HKMA分享的良好实践,AIs可以借鉴成功经验,改进客户服务,减少未来投诉。对账户余额显示重要性的强调,促使AIs可能需要审查其用户界面(UI)和用户体验(UX)设计,以确保信息的清晰传达。

合规要求

本通函并未直接列出具体的合规步骤或报告要求。然而,基于其内容,可以推断出以下隐含的合规方向:

  • 内部审查 AIs应主动审查2025年度收到的投诉数据,特别是与账户运作相关的投诉,识别问题的根源。
  • 服务流程改进 根据HKMA的提醒,AIs需要评估和改进客户沟通渠道和流程,确保客户能够及时获得信息、理解服务内容,并解决其疑问。
  • 技术与信息披露 AIs应审视其账户信息披露的做法,特别是可用账户余额的显示方式,确保其清晰、准确、易于客户理解。这可能涉及更新其在线银行平台、手机应用或柜台服务指引。
  • 借鉴良好实践 AIs应积极参考《投诉观察》中分享的良好实践案例,并将之融入自身服务改进计划。
  • 持续监控 AIs需要持续监控客户反馈和投诉情况,并根据变化调整其服务策略。

技术细节

本通函主要侧重于服务和客户体验,技术细节的提及不多,但以下几点可以归类为相关技术和操作层面的概念:

  • 银行账户运作(operation of banking accounts) 这是一个广泛的术语,涵盖了账户的开立、管理、交易处理、安全验证、账户冻结/解冻、信息更新等所有与账户日常运作相关的环节。相关投诉的增加可能指向这些环节中的流程不畅、信息不对称、操作错误或系统故障。
  • 账户余额(account balance) 指客户账户中当前可用的资金总额。
  • 可用账户余额(available account balance) 这是用户实际可以使用的金额,通常会排除已预授权但尚未扣除的交易(如信用卡预授权、某些支票清算中的款项)。清晰展示这一数字对于客户的财务规划和避免透支至关重要。
  • 用户界面(UI)/用户体验(UX) 虽然未直接提及,但“清晰展示可用账户余额”的建议直接关联到银行的线上和线下用户界面设计,以及整体的用户体验。一个友好的UI/UX设计应确保关键信息(如账户余额)醒目、准确且易于理解。

附件、表格、附录总结

根据提供的通函文本,本通函本身没有包含任何附件、表格或附录。它仅仅是一封通知信,告知收件人《投诉观察》的第27期已发布,并简要概述了其中的主要信息。完整的《投诉观察》报告(第27期)需要另外查阅。

总结

这份HKMA通函强调了2025年银行投诉数量的增长,特别是与账户运作相关的投诉激增。HKMA借此机会提醒认可机构加强客户沟通,并分享了改进银行服务的良好实践,同时重点关注了清晰展示可用账户余额的重要性。尽管通函本身不包含直接的合规指令,但它为AIs提供了重要的市场反馈和改进方向,要求各机构审视其客户服务流程、沟通策略以及信息披露的透明度,以提升客户满意度并降低未来投诉的风险。