Circular landing: 20260120-3-EN

Circular Email: HKMA E-mail Alert of 22 January 2026 (05:00 p.m. HKT)

Document Information

Title: Circular landing: 20260120-3-EN

Type: Circular

URL: https://brdr.hkma.gov.hk/eng/doc-ldg/current/20260120-3-EN

Email Received: 2026-01-22 17:00

Summary Created: 2026-01-29 09:30

English Summary (13256 chars)
Detailed Summary
Summary of HKMA Circular: Second Edition of Practical Guideline on Barrier-free Banking Services

This document provides a comprehensive summary of the Hong Kong Monetary Authority (HKMA) circular dated 21 January 2026, concerning the second edition of the Practical Guideline on Barrier-free Banking Services issued by the Hong Kong Association of Banks (HKAB). This summary is designed for executive decision-making and covers all essential aspects of the circular.

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Document Overview

Nature and Purpose:
This HKMA circular serves as an official communication to all Authorized Institutions (AIs) in Hong Kong, drawing their attention to and endorsing the second edition of the Practical Guideline on Barrier-free Banking Services. The primary purpose of this guideline, and by extension this circular, is to promote and enhance financial inclusion by ensuring that banking services are accessible to all members of the public, with a particular focus on customers with disabilities (specifically those with physical, hearing, or visual impairments). The HKMA strongly encourages AIs to adopt the recommendations outlined in the guideline to improve their service offerings and customer experience for these individuals.

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Main Content

The core of this circular lies in its endorsement and dissemination of the HKAB's second edition of the Practical Guideline on Barrier-free Banking Services. The HKMA reiterates its commitment to financial inclusion and emphasizes the importance of accessible banking for all.

Key Themes and Recommendations from the Practical Guideline (as highlighted by the HKMA):

  • Enhancement of Existing Practices: The second edition builds upon the foundation laid by the first edition, which was issued in 2018. It incorporates best practices and valuable feedback gathered from ongoing engagement with relevant stakeholders, including customers with disabilities and advocacy groups.
  • Addressing Evolving Needs: The updated guideline aims to better address the specific needs of customers with impairments and improve their overall customer experience. This suggests a proactive approach to identifying and rectifying any existing barriers.
  • Focus on Frontline Staff Training: A significant emphasis is placed on the critical role of frontline staff. AIs are explicitly reminded to provide comprehensive training and guidance to their frontline employees. This training should equip staff with the necessary skills and understanding to:
  • Appreciate the unique needs of customers with impairments.
  • Make appropriate arrangements to accommodate these needs.
  • Communicate effectively and respectfully with these customers.
  • Encouragement of Further Innovation: Beyond mandatory requirements, AIs are encouraged to continuously explore and implement additional barrier-free measures. The circular specifically references past recommendations from a 2018 HKMA circular, urging banks to:
  • Encourage staff to acquire relevant skills, such as sign language.
  • Consider recruiting staff with such specialized skills to facilitate more effective communication.
  • Monitoring and Review: The HKMA will actively monitor the implementation of the Practical Guideline by AIs and track the broader development of barrier-free banking services across Hong Kong. This suggests an ongoing commitment to oversight and evaluation.
  • Superseding Previous Guidance: This circular officially replaces the HKMA circular issued on 23 March 2018, which first introduced the Practical Guideline on Barrier-free Banking Services.

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Key Changes

The issuance of this circular and the second edition of the Practical Guideline signify several important updates and new requirements for Authorized Institutions:

  • Official Endorsement of Enhanced Best Practices: The primary change is the HKMA's explicit endorsement of the *second edition* of the HKAB's Practical Guideline, which contains updated and improved recommendations compared to the 2018 version.
  • Strengthened Expectation for Banks: While the first edition was a guideline, the HKMA now *expects* all banks to implement the measures outlined in the second edition. This elevates the status of the recommendations for banks from voluntary to a stronger expectation of adoption.
  • Broader Encouragement for Other AIs: Other Authorized Institutions (AIs) beyond traditional banks (such as virtual banks, e-money issuers, etc.) are *encouraged* to observe the recommendations. This expands the scope of inclusivity efforts.
  • Mandatory Review of Barrier-Free Measures: AIs are specifically reminded to *review their existing barrier-free measures* to ensure they are up-to-date and effectively implemented. This implies a need for a formal internal assessment and potential remediation.
  • Reinforced Emphasis on Frontline Staff Training: The circular re-emphasizes and potentially strengthens the requirement for comprehensive training and guidance for frontline staff regarding the needs of customers with impairments and effective communication strategies.
  • Explicit Mention of Specific Skills: The circular explicitly references the value of staff acquiring skills like sign language, building upon previous recommendations and signaling ongoing importance.
  • Supersession of Previous Circular: The HKMA circular of 23 March 2018 is formally superseded, meaning all guidance from that document is now replaced by the current directive.

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Important Dates
  • Issuance Date of HKMA Circular: 21 January 2026
  • Effective Date of Second Edition of Practical Guideline: The circular states that the second edition of the Practical Guideline is issued by the HKAB "today" (referring to the date of the HKMA circular, 21 January 2026). This implies the recommendations are effective from this date.
  • Superseded HKMA Circular Date: 23 March 2018 (This date marks the previous guidance that is now replaced).
  • Transition Periods/Deadlines: The circular does not explicitly mention specific transition periods or deadlines for full implementation. However, the expectation for banks to implement measures and the reminder for all AIs to review their measures suggest that these actions should be undertaken promptly.

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Impact Scope
  • Applicable Parties:
  • All Authorized Institutions (AIs): This is the primary audience. This category encompasses a broad range of financial institutions licensed by the HKMA, including:
  • Licensed Banks
  • Restricted Licence Banks
  • Deposit-Taking Companies
  • Virtual Banks
  • Other entities that fall under the definition of an AI.
  • Affected Institutions: All institutions classified as AIs will be affected. However, the *degree* of impact will vary:
  • Banks: Will be expected to implement the measures in the Practical Guideline. This suggests a more direct and potentially comprehensive implementation effort.
  • Other AIs: Are encouraged to observe the recommendations. While not as strictly mandated as for banks, they are strongly advised to adopt similar practices to enhance their services.
  • Degree of Impact:
  • High Impact for Banks: Likely to require updates to policies, procedures, staff training programs, service delivery models, and potentially physical or digital accessibility features.
  • Moderate to High Impact for Other AIs: Depending on their current service offerings, they may need to review and adapt their practices to align with the principles of barrier-free access.
  • Customer Impact: The ultimate goal is a positive impact on customers with impairments, leading to improved accessibility, usability, and overall satisfaction with banking services.

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Compliance Requirements

While the HKMA circular itself is an advisory and directing document, compliance with its directives means adhering to the recommendations within the second edition of the HKAB's Practical Guideline.

  • Implementation of Measures:
  • For Banks: The HKMA *expects* banks to implement the measures outlined in the Practical Guideline. This implies a proactive and diligent approach to incorporating the guideline's recommendations into their operational framework.
  • For Other AIs: AIs are *encouraged* to observe the recommendations. While not explicitly mandatory, strong encouragement from the HKMA suggests that non-compliance could be viewed unfavourably during supervisory assessments, especially concerning customer fairness and financial inclusion.
  • Review of Existing Measures: All AIs are reminded to conduct a thorough review of their current barrier-free measures. This review should:
  • Assess whether existing measures are up-to-date with current best practices and evolving customer needs.
  • Evaluate the effectiveness of current implementations.
  • Identify gaps and areas for improvement.
  • Staff Training and Guidance: A critical compliance aspect is the provision of proper training and guidance to frontline staff. This includes ensuring staff:
  • Understand the needs of customers with impairments.
  • Are equipped to make appropriate arrangements.
  • Can communicate effectively and sensitively.
  • Acquire relevant skills (e.g., sign language, as previously encouraged).
  • Exploration of Further Measures: AIs are encouraged to go beyond minimum requirements and continue exploring and implementing additional barrier-free initiatives. This suggests a culture of continuous improvement and innovation in accessibility.
  • Reporting Requirements: The circular does not specify any direct reporting requirements to the HKMA regarding the implementation of the Practical Guideline. However, AIs are generally expected to maintain records of their policies, procedures, training programs, and reviews related to barrier-free services. The HKMA will monitor implementation through its general supervisory functions.
  • Implementation Guidance: The primary implementation guidance is contained within the HKAB's second edition of the Practical Guideline itself. AIs should refer to that document for detailed best practices and recommendations. The HKMA's circular serves to elevate the importance of that guideline and ensure AIs are aware of and acting upon it.

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Technical Details

The circular primarily deals with policy and procedural aspects rather than highly technical specifications. However, it references specific groups and concepts:

  • Customers in Need: This term broadly refers to individuals who may face barriers in accessing services.
  • Customers with Physical, Hearing or Visual Impairment: These are the specific groups explicitly mentioned as requiring particular attention and for whom the barrier-free measures are primarily designed.
  • Barrier-free Banking Services: This refers to banking services that are designed and delivered in a way that removes or minimizes obstacles for all customers, particularly those with disabilities. This can encompass:
  • Physical Accessibility: Ramps, accessible restrooms, counter heights, clear signage in branches.
  • Digital Accessibility: Website and mobile app usability for screen readers, keyboard navigation, clear font sizes, and sufficient contrast.
  • Communication Accessibility: Availability of sign language interpreters, large print materials, audio descriptions, simplified language, and well-trained staff.
  • Financial Inclusion: The overarching policy objective, defined as ensuring that individuals and businesses have access to useful and affordable financial products and services that meet their needs – transactions, payments, savings, credit, and insurance – delivered in a responsible and sustainable way.
  • Authorized Institutions (AIs): As defined by the HKMA, this includes licensed banks, restricted licence banks, and deposit-taking companies. The scope is likely expanded to include other regulated entities under the HKMA's purview.
  • Hong Kong Association of Banks (HKAB): The industry body that developed and issued the Practical Guideline.
  • Practical Guideline: A document issued by HKAB outlining recommended good practices for promoting barrier-free access to banking services.
  • Sign Language: A specific communication skill mentioned as an example of valuable training for frontline staff.
  • HKMA Circulars: Official communications issued by the Hong Kong Monetary Authority to regulated institutions. This circular supersedes the one dated 23 March 2018.

Attachments, Tables, or Appendices:
The provided document content does not include any attachments, tables, or appendices. The summary is based solely on the text of the HKMA circular.

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This comprehensive summary provides executives with the necessary details to understand the implications of the HKMA's latest directive on barrier-free banking services, enabling informed decision-making and strategic planning for compliance and enhancement.

中文摘要 (3496 chars)
詳細摘要

以下是根据您提供的HKMA(香港金融管理局)通函生成的详细中文摘要:

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香港金融管理局(HKMA)通函摘要

文档概述

本通函的性质为一份指导性文件,由香港金融管理局(HKMA)发出,旨在向所有认可机构(Authorized Institutions, AIs)传达关于推广无障碍银行服务(Barrier-free Banking Services)的最新要求和期望。其核心目的在于促进金融包容性(Financial Inclusion),确保所有公众,特别是有需要的客户(customers in need),能够平等、便捷地获取和使用银行服务。此次通函发布的是由香港银行公会(Hong Kong Association of Banks, HKAB)制定的《无障碍银行服务实用指南》的第二版(Second Edition)。HKMA期望所有认可机构采纳并实施该实用指南中的措施,并鼓励其他认可机构参照其建议,以提升对有需要客户的服务水平。

主要内容

本通函的核心内容是推广和强制实施《无障碍银行服务实用指南》的第二版。该指南最初于2018年发布,旨在为银行业提供一套推荐的良好实践,以促进身体、听觉或视觉受损客户(customers with physical, hearing or visual impairment)能够无障碍地使用银行服务。

经过多年的行业实践、与各相关利益相关者的持续交流和反馈收集,第二版实用指南纳入了最佳实践并提出了增强建议,以更好地满足客户需求并提升客户体验。

HKMA明确要求所有银行实施第二版实用指南中提出的各项措施。而其他认可机构(AIs)则被鼓励参照这些建议,以改进他们对有需要客户的服务。所有认可机构都被要求审视其现有的无障碍措施,确保其更新及时且有效实施

此外,通函特别强调了对前线员工(frontline staff)的培训和指导的重要性。这些员工是客户的主要联系点,必须具备理解客户需求的意识,并能够作出适当的安排,以便与有障碍的客户进行有效沟通。HKMA鼓励认可机构继续探索和实施进一步的无障碍措施

关键变化

  1. 更新及升级的行业指南: 最重要的变化是引入了《无障碍银行服务实用指南》的第二版。该新版指南整合了自2018年第一版发布以来积累的经验、最佳实践以及来自各利益相关者的反馈,旨在提供更完善的指导。
  2. 强制实施要求: 通函明确指出,HKMA期望所有银行实施第二版实用指南中的措施。相较于第一版主要为“推荐”,第二版对银行的实施要求更为明确。
  3. 扩大鼓励范围: 对于非银行的认可机构(Other AIs),HKMA鼓励他们参照第二版实用指南的建议来提升服务。
  4. 加强员工培训: 强调对前线员工进行适当的培训和指导,以确保他们能充分理解并妥善处理有障碍客户的需求,并能进行有效的沟通。
  5. 对过去通函的替代: 本通函取代了HKMA于2018年3月23日发布的关于《无障碍银行服务实用指南》的旧通函。

重要日期

  • 2026年1月21日: 通函发布日期。
  • 2018年3月23日: HKMA发布第一版《无障碍银行服务实用指南》的通函日期(此通函已被本次新通函取代)。
  • 2018年: 第一版《无障碍银行服务实用指南》首次发布年份。

影响范围

  • 主要适用对象: 所有认可机构(Authorized Institutions, AIs)。这包括持牌银行、有限制牌照银行和存款公司。
  • 受影响机构:
  • 银行(Banks): 被明确要求实施第二版实用指南中的各项措施。
  • 其他认可机构(Other AIs):鼓励观察和采纳指南中的建议,以改进其服务。
  • 影响程度:
  • 对于银行,影响程度为强制性,需要主动进行内部审查和改进。
  • 对于其他认可机构,影响程度为建议性,但采纳将有助于提升其市场声誉和客户服务水平。
  • 整体而言,所有认可机构都需要确保其无障碍措施与时俱进,并得到有效实施。

合规要求

  1. 审视现有措施: 所有认可机构必须审视(review)其现行的无障碍措施,以确保其能够跟上最新要求(up-to-date)并得到有效实施(effectively implemented)
  2. 实施新指南措施: 银行必须实施(implement)第二版《无障碍银行服务实用指南》中提出的所有措施。
  3. 前线员工培训:
  • 必须为前线员工提供适当的培训和指导(proper training and guidance)
  • 目标是让员工能够理解(appreciate)有障碍客户的需求,并作出恰当的安排(appropriate arrangement)
  • 员工需要掌握恰当的沟通方式(communicate properly)
  1. 探索和实施进一步措施: 鼓励认可机构持续探索和实施(continue exploring and implementing)更进一步的无障碍措施。
  2. 相关技能培养(参考2018年通函): 延续2018年通函的精神,认可机构被鼓励鼓励员工习得相关技能(acquire relevant skills),例如手语(sign language)。同时,也鼓励考虑招聘具备此类技能的员工(recruiting staff with such skills),以实现更有效的沟通。
  3. HKMA的监督: HKMA将监控(monitor)第二版实用指南的实施情况以及香港无障碍银行服务的整体发展。

技术细节

  • 无障碍服务(Barrier-free Banking Services): 指的是为有身体、听觉或视觉障碍的客户提供的服务,使其能够无障碍地使用银行设施和产品。
  • 客户群体:
  • 有需要的客户(customers in need)
  • 身体、听觉或视觉受损客户(customers with physical, hearing or visual impairment)
  • 前线员工(frontline staff): 指的是直接与客户进行接触和服务的银行员工。
  • 实用指南(Practical Guideline): 指的是由HKAB发布的《无障碍银行服务实用指南》。
  • 金融包容性(Financial Inclusion): 指的是确保所有社会成员,无论其经济状况、社会地位或身体状况如何,都能平等、便捷地获得和使用金融服务。
  • 行业参与者:
  • 香港金融管理局(Hong Kong Monetary Authority, HKMA)
  • 香港银行公会(Hong Kong Association of Banks, HKAB)
  • 认可机构(Authorized Institutions, AIs)
  • 银行(Banks)
  • 其他认可机构(Other AIs)
  • 相关利益相关者(relevant stakeholders)
  • 具体技能示例(2018年通函提及):
  • 手语(sign language)

附件、表格、附录总结

本通函本身并未提及任何直接包含的附件、表格或附录。它主要是一份通知和指导性文件,引述了由香港银行公会(HKAB)发布的《无障碍银行服务实用指南》的第二版。若需要了解更多具体的技术细节和操作指引,则需要参考HKAB发布的该实用指南原文。

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